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Senior Compliance Associate
Trium is looking for a Senior Compliance Associate to join our Compliance Team. The role combines regular compliance monitoring, ongoing market abuse trade surveillance, investment limit monitoring in Eze Compliance, communications surveillance with in-depth and thematic reviews and ad hoc projects. The underlying funds are UCITS and AIFs.
Principal Responsibilities & Accountabilities:
The role will cover the compliance for three entities within the group and will consist of the following main responsibilities:
- General Compliance Monitoring
- Thematic Reviews
- Trade Surveillance (we use TZ Trade Surveillance system)
- Communications surveillance (we use SteelEye)
- Managing the Eze Compliance Module (trade restrictions)
- Ad Hoc queries
Requirements/Professional/Technical Skills:
- Minimum of two years of work experience in compliance, ideally buy-side.
- General compliance monitoring experience
- Monitoring memo writing
- Trade surveillance experience
- Knowledge of AIFMD and UCITS
If you are interested in this role, please contact careers@trium-capital.com