Trium is looking for a Senior Compliance Associate to join our Compliance Team. The role combines regular compliance monitoring, ongoing market abuse trade surveillance, investment limit monitoring in Eze Compliance, communications surveillance with in-depth and thematic reviews and ad hoc projects. The underlying funds are UCITS and AIFs.  

Principal Responsibilities & Accountabilities:

The role will cover the compliance for three entities within the group and will consist of the following main responsibilities:

• General Compliance Monitoring
• Thematic Reviews
• Trade Surveillance (we use TZ Trade Surveillance system)
• Communications surveillance (we use SteelEye)
• Managing the Eze Compliance Module (trade restrictions)
• Ad Hoc queries

Requirements/Professional/Technical Skills:

• Minimum of two years of work experience in compliance, ideally buy-side.
• General compliance monitoring experience
• Monitoring memo writing
• Trade surveillance experience
• Knowledge of AIFMD and UCITS

If you are interested in this role, please contact careers@trium-capital.com