Senior Compliance Associate

Trium is looking for a Senior Compliance Associate to join our Compliance Team. The role combines regular compliance monitoring, ongoing market abuse trade surveillance, investment limit monitoring in Eze Compliance, communications surveillance with in-depth and thematic reviews and ad hoc projects. The underlying funds are UCITS and AIFs.  

Principal Responsibilities & Accountabilities:

The role will cover the compliance for three entities within the group and will consist of the following main responsibilities:

  • General Compliance Monitoring
  • Thematic Reviews
  • Trade Surveillance (we use TZ Trade Surveillance system)
  • Communications surveillance (we use SteelEye)
  • Managing the Eze Compliance Module (trade restrictions)
  • Ad Hoc queries

Requirements/Professional/Technical Skills:

  • Minimum of two years of work experience in compliance, ideally buy-side.
  • General compliance monitoring experience
  • Monitoring memo writing
  • Trade surveillance experience
  • Knowledge of AIFMD and UCITS

If you are interested in this role, please contact